Information Content and Sensitivity of the 3β+2α Lidar Measurement System for Microphysical Retrievals

Abstract:

There is considerable interest in retrieving aerosol effective radius, number concentration and refractive index from lidar measurements of extinction and backscatter at several wavelengths. The 3 backscatter + 2 extinction (3β+2α) combination is particularly important since the planned NASA Aerosol-Clouds-Ecosystem (ACE) mission recommends this combination of measurements. The 2nd-generation NASA Langley airborne High Spectral Resolution Lidar (HSRL-2) has been making 3β+2α measurements since 2012.

Here we develop a deeper understanding of the information content and sensitivities of the 3β+2α system in terms of aerosol microphysical parameters of interest. We determine best case results using a retrieval-free methodology. We calculate information content and uncertainty metrics from Optimal Estimation techniques using only a simplified forward model look-up table, with no explicit inversion. Simplifications include spherical particles, mono-modal log-normal size distributions, and wavelength-independent refractive indices. Since we only use the forward model with no retrieval, our results are applicable as a best case for all existing retrievals. Retrieval-dependent errors due to mismatch between the assumptions and true atmospheric aerosols are not included.

The sensitivity metrics allow for identifying (1) information content of the measurements versus a priori information; (2) best-case error bars on the retrieved parameters; and (3) potential sources of cross-talk or “compensating” errors wherein different retrieval parameters are not independently captured by the measurements. These results suggest that even in the best case, this retrieval system is underdetermined. Recommendations are given for addressing cross-talk between effective radius and number concentration. A potential solution to the under-determination problem is a combined active (lidar) and passive (polarimeter) retrieval, which is the subject of a new funded NASA project by our team.